Client accounts
Demo snapshot — build-time-generated from brokerage.store via brokerage.render-html (clojure -M:dev:render-html), regenerated nightly.
| Account | Client | Jurisdiction | Risk profile | Status | Last op status |
|---|---|---|---|---|---|
| account-1 | 田中 一郎 | JPN | moderate | active | committed |
| account-2 | J. Smith | ATL | moderate | active | HARD hold · no-spec-basis |
| account-3 | 鈴木 花子 | JPN | moderate | intake | no activity |
| account-4 | 佐藤 次郎 | JPN | conservative | active | no activity |
| account-5 | J. Doe | JPN | moderate | active | HARD hold · conflict-of-interest |
| account-6 | Jane Smith (demo) | USA | moderate | active | no activity |
Orders
Only orders that actually cleared :order/file exist on record — a HARD-held filing attempt (e.g. against an inactive account) never creates an order.
| Order | Account | Security | Risk level | Qty | Price | Claimed value | Last op status |
|---|---|---|---|---|---|---|---|
| order-1 | account-1 | equity | medium | 100 | 500 | 50000 | committed |
Action gate (Brokerage Governor)
HARD holds cannot be overridden. Trade values are independently recomputed, never trusted from the proposal; executing a real trade on a client's behalf always requires a licensed broker's approval, at every rollout phase.
| Op | Gate |
|---|---|
:account/intake | auto-commit when clean, no capital risk |
:jurisdiction/assess | ALWAYS human approval · spec-basis required |
:conflict/screen | ALWAYS human approval · HARD-holds on any conflict-of-interest hit |
:suitability/screen | ALWAYS human approval · HARD-holds on any unsuitable-order finding |
:order/file | auto-commit when clean, no capital risk · account must be active |
:trade/execute | ALWAYS human approval (actuation) · independent value recompute · double-execution blocked |
Audit ledger (this run)
Append-only decision-fact log — every commit and hold this scenario produced.
| Fact | Op | Subject | Basis |
|---|---|---|---|
| committed | intake | account-1 | id, client |
| committed | assess | account-1 | 金融商品取引法 (Financial Instruments and Exchange Act, FIEA), https://www.fsa.go.jp/ |
| committed | screen | account-1 | conflict-check, corporate-intelligence |
| committed | file | order-1 | account-id, quantity, price |
| committed | screen | order-1 | suitability-check |
| committed | execute | order-1 | account-1 |
| governor-hold | assess | account-2 | no-spec-basis |
| governor-hold | file | order-2 | account-not-active |
| governor-hold | screen | account-5 | conflict-of-interest |